[Local-Gov-News] Oregon State Treasury | Cash Management News

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Cash Management News

Current Developments in Securities Regulation and Enforcement
Thursday, November 8, 2018
9:00 a.m.

Join Orrick and The Bond Buyer for a new web seminar that will discuss current developments in Securities Regulation and Enforcement including recent enforcement actions, the amendments to Rule 15c2-12 announced by the U.S. Securities and Exchange Commission (SEC) on August 20, 2018, and related disclosure considerations.

Topics to be discussed:


§  Update on current municipal securities initiatives at the SEC

§  What are the new events that must be filed with the Municipal Securities Rulemaking Board after February 27, 2019?

§  What are "financial obligations"?

§  How should Issuers and Obligated Persons prepare to report the new events?

§  Recent SEC Enforcement Actions

Register Now<http://pages.marketing.bondbuyer.com/20181108_bbc_orrick_ws_lp.html>




350 Winter Street NE, Suite 100 | Salem, OR 97301-3896 | Phone (503) 378-4000 | www.oregon.gov/treasury<http://www.oregon.gov/treasury>

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